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Prohibited Transaction Information

Under ERISA, certain fiduciary actions are prohibited. ERISA provides for penalties for violations, exceptions and exemptions for these prohibited transactions.

How does ERISA define "parties in interest"?

What are party in interest transactions?

What are fiduciary prohibited transactions?

Are there statutory exemptions from the prohibited transactions rules?

Does ERISA provide for administrative exemptions?

Does ERISA provide for class exemptions?

Does ERISA provide for individual exemptions?

May an excise tax be imposed on parties to a prohibited transaction?

 

Related FAQ Topics

Definition of a fiduciary

Responsibilities and duties of an ERISA fiduciary

Indemnification provisions

Limitations on fiduciary duties

Remedies





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