Because there are so many questions, we have organized them below into topics.

Click on any you are interested in. You can always return to this page by clicking FAQ in the lower left hand corner of the screen. Also many of these questions and answers are linked to other pages in the site where relevant. You may also look up definitions in the glossary.

FAQ Topics

• 401k info
  
• Bonding requirements under ERISA
  
• Defined Benefit Plan Questions
  
• Defined Contribution Plan limits on deductions and contributions
  
• Definition of a fiduciary
  
• Employer Stock Questions
  
• Indemnification provisions
  
• Limitations on benefits and contributions
  
• Limitations on fiduciary duties
  
• Limits on the deductibility of contributions to a qualified plan
  
• Overview of employee benefit plans
  
• Participation in retirement plans
  
• Plan Asset Management Questions
  
• Plan Coverage under ERISA
  
• Plan Investment questions
  
• Prohibited transaction information
  
• Reasons for a retirement plan
  
• Recent Legislative Changes
  
• Remedies
  
• Responsibilities and duties of an ERISA fiduciary
  
• Spousal and survivor rights under ERISA
  
• Structure of ERISA
  
• Tax advantages for qualified retirement plans
  
• Tax advantages in distribution for a qualified retirement plan
  
• Types of Defined Contribution Plans